As at 31st October 2019, the number of ordinary shares in issue was 63,250,217.
As at 31st October 2019, the Company has been notified of the following interests in 3% or more of the issued ordinary share capital of the Company:
|No of Ordinary Shares||%|
|Balderton Capital III, LP1||6,813,196||10.8|
|Genostics Company Ltd2||6,410,256||10.1|
|FIL Investment International||3,057,059||4.8|
|Milton Asset Management||2,415,000||3.8|
|University of Nottingham||2,244,527||3.5|
1 Mr Bunting is a partner of Balderton Capital (UK) LLP the investment adviser to Balderton Capital Partners III, LP.
2 Cheung To is a shareholder and director of Genostics Company Ltd.
|No of Shares||No of Share Options||No of Warrants|
Shares not in Public Hands
In accordance with the definition in the AIM Rules for Companies and insofar as it is aware, as at 31st October 2019, 39.5% of the Company’s AIM securities was not in public hands.
Restrictions on Transfer of Aim Securities
There are no restrictions on the transfer of securities.
UK City Code on Takeovers and Mergers
Ocimmune Holdings Plc is subject to the UK City Code on Takeovers and Mergers.
Details of Other Exchanges or Trading Platforms
Other than AIM, the Company’s shares are not admitted to or traded on any other exchanges or trading platforms.