As at 31st August 2017, the number of ordinary shares in issue was 51,049,404.
As at 31st August 2017, the Company has been notified of the following interests in 3% or more of the issued ordinary share capital of the Company:
| No of Ordinary Shares | % | |
|---|---|---|
| Balderton Capital III, LP1 | 6,813,196 | 13.35 |
| University of Nottingham | 6,561,814 | 12.86 |
| Richard Sharp | 4,515,302 | 8.85 |
| Geoffrey Hamilton-Fairley | 3,238,070 | 6.35 |
| Professor John Robertson2 | 2,919,636 | 5.72 |
| Timothy Bunting | 2,806,717 | 5.50 |
| Andrew Black | 2,379,310 | 4.66 |
| Aviva Investors Global Services Limited | 2,101,307 | 4.12 |
| Andrew Scott | 1,750,001 | 3.43 |
| Ruffer LLP | 1,667,573 | 3.27% |
1 Mr Bunting is a partner of Balderton Capital (UK) LLP the investment adviser to Balderton Capital Partners III, LP.
2 644,550 shares are jointly owned with the Employee Benefit Trust.
| No of Shares | No of Share Options | No of Warrants | |
|---|---|---|---|
| Tim Bunting | 2,806,717 | - | - |
| Geoffrey Hamilton-Fairley | 3,238,070 | 798,148 | 762,500 |
| Andrew Millet | 134,954 | 92,593 | - |
| Richard Sharp | 4,515,302 | - | - |
| Meinhard Schmidt | - | 120,370 | 226,250 |
In terms of AIM Rules published 13th May 2014 and insofar as it is aware, as at 31st August 2017, 51.08% of the Company’s AIM securities was not in public hands.
There are no restrictions on the transfer of securities.
Ocimmune Holdings Plc is subject to the UK City Code on Takeovers and Mergers.
Other than AIM, the Company’s shares are not admitted to or traded on any other exchanges or trading platforms.
Page last updated: 31st August 2017
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