As at 31st March 2018, the number of ordinary shares in issue was 61,626,327.
As at 31st March 2018, the Company has been notified of the following interests in 3% or more of the issued ordinary share capital of the Company:
No of Ordinary Shares | % | |
---|---|---|
Balderton Capital III, LP1 | 6,813,196 | 11.06 |
Genostics Company Ltd | 6,410,256 | 10.40 |
Richard Sharp | 4,515,302 | 7.33 |
Ruffer LLP | 3,334,239 | 5.41 |
Geoffrey Hamilton-Fairley | 3,238,070 | 5.25 |
Timothy Bunting | 2,806,717 | 4.55 |
Andrew Black | 2,379,310 | 3.86 |
University of Nottingham | 2,244,527 | 3.64 |
Professor John Robertson2 | 2,236,923 | 3.63 |
Aviva Investors Global Services Limited | 2,217,013 | 3.60 |
Fidelity Worldwide Investments | 2,139,199 | 3.47 |
1 Mr Bunting is a partner of Balderton Capital (UK) LLP the investment adviser to Balderton Capital Partners III, LP.
2 644,550 shares are jointly owned with the Employee Benefit Trust.
No of Shares | No of Share Options | No of Warrants | |
---|---|---|---|
Tim Bunting | 2,806,717 | - | - |
Geoffrey Hamilton-Fairley | 3,238,070 | 798,148 | 762,500 |
Andrew Millet | 134,954 | 122,593 | - |
Richard Sharp | 4,515,302 | - | - |
Meinhard Schmidt | - | 420,370 | 226,250 |
In accordance with the definition in the AIM Rules for Companies and insofar as it is aware, as at 31st March 2018, 51.03% of the Company’s AIM securities was not in public hands.
There are no restrictions on the transfer of securities.
Ocimmune Holdings Plc is subject to the UK City Code on Takeovers and Mergers.
Other than AIM, the Company’s shares are not admitted to or traded on any other exchanges or trading platforms.
Page last updated: 31st March 2018
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