Shareholder analysis

Shares Issued

As at 30th June 2018, the number of ordinary shares in issue was 61,626,327.

Major Shareholders

As at 30th June 2018, the Company has been notified of the following interests in 3% or more of the issued ordinary share capital of the Company:

	No of Ordinary Shares	%
Balderton Capital III, LP¹	6,813,196	11.06
Genostics Company Ltd	6,410,256	10.40
Richard Sharp	4,515,302	7.33
Ruffer LLP	3,334,239	5.41
Geoffrey Hamilton-Fairley	3,238,070	5.25
Timothy Bunting	2,806,717	4.55
Andrew Black	2,379,310	3.86
University of Nottingham	2,244,527	3.64
Professor John Robertson²	2,236,923	3.63
Aviva Investors Global Services Limited	2,217,013	3.60
Fidelity Worldwide Investments	2,106,983	3.42

¹ Mr Bunting is a partner of Balderton Capital (UK) LLP the investment adviser to Balderton Capital Partners III, LP.
² 644,550 shares are jointly owned with the Employee Benefit Trust.

Director Shareholdings

	No of Shares	No of Share Options	No of Warrants
Tim Bunting	2,806,717	-	-
Geoffrey Hamilton-Fairley	3,238,070	798,148	762,500
Adam Hill		396,825
Andrew Millet	134,954	122,593	-
Richard Sharp	4,515,302	-	-
Meinhard Schmidt	-	420,370	226,250

Shares not in public hands

In accordance with the definition in the AIM Rules for Companies and insofar as it is aware, as at 30th June 2018, 51.03% of the Company’s AIM securities was not in public hands.

Restrictions on transfer of AIM Securities

There are no restrictions on the transfer of securities.

UK City Code on Takeovers and Mergers

Ocimmune Holdings Plc is subject to the UK City Code on Takeovers and Mergers.

Details of other exchanges or trading platforms

Other than AIM, the Company’s shares are not admitted to or traded on any other exchanges or trading platforms.

Page last updated: 12th July 2018

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